Clinical trial • Phase III • Oncology

TRASTUZUMAB, PERTUZUMAB for HER2-positive early breast cancer

Phase III trial of TRASTUZUMAB, PERTUZUMAB for HER2-positive early breast cancer.

Overview

Trial Therapeutic Area
Oncology
Trial Disease
HER2-positive early breast cancer
Trial Stage
Phase III
Drug Modality
Monoclonal antibody|ADC|Small molecule

Key dates

Initial CTIS Submission Date
07-05-2025
First CTIS Authorization Date
28-08-2025

Trial design

HER2DX-guided tailored treatment versus standard of care treatment. Treatment options listed in protocol include combinations/regimens containing taxanes (paclitaxel, docetaxel, paclitaxel albumin-bound), carboplatin, trastuzumab, pertuzumab, and T-DM1; specific arm-level dosing/schedules not fully specified in the provided CTIS extract.-controlled Phase III trial in France, Germany, Ireland and others.

Comparator
HER2DX-guided tailored treatment versus standard of care treatment. Treatment options listed in protocol include combinations/regimens containing taxanes (paclitaxel, docetaxel, paclitaxel albumin-bound), carboplatin, trastuzumab, pertuzumab, and T-DM1; specific arm-level dosing/schedules not fully specified in the provided CTIS extract.
Biomarker Stratified
True, HER2DX (HER2DX pCR score and HER2DX risk score — evaluated as continuous score and categorical risk groups)
Target Sample Size
224

Eligibility

Recruits 224 Signed informed consent required prior to any trial-specific procedure; study population restricted to adults (≥18 years). Persons deprived of their liberty or under protective custody or guardianship are explicitly excluded. Country-specific consent considerations (e.g. candidate patients in France must be affiliated to a Social Security System) and dedicated subject information and informed consent forms exist (multiple language versions). Specific reproductive-consent requirements for men and women of childbearing potential are specified in inclusion criteria (contraception/abstinence and testing)..

Pregnancy Exclusion
Pregnancy or breastfeeding, or intention of becoming pregnant during study treatment or within 6 months after the final dose of paclitaxel, or 7 months after the final dose of trastuzumab, pertuzumab, or T-DM1, whichever occurs last. Note: Women of childbearing potential must have a negative serum pregnancy test result within 7 days prior to initiation of study treatment.
Vulnerable Population
Signed informed consent required prior to any trial-specific procedure; study population restricted to adults (≥18 years). Persons deprived of their liberty or under protective custody or guardianship are explicitly excluded. Country-specific consent considerations (e.g. candidate patients in France must be affiliated to a Social Security System) and dedicated subject information and informed consent forms exist (multiple language versions). Specific reproductive-consent requirements for men and women of childbearing potential are specified in inclusion criteria (contraception/abstinence and testing).

Inclusion criteria

  • {"criterion_text":"- Signed informed consent must be obtained prior to any trial-specific procedure. Note: Candidate patients in France must be affiliated to a Social Security System (or equivalent).\n- HER2 positivity defined as either of the following: IHC 3+ or HER2 2+/ ISH positive as per most recent ASCOCAP guideline according to the local laboratory as determined on the most recently analyzed tissue sample.\n- ER/PR status determined locally based on pretreatment breast biopsy material according to the most recent ASCO/CAP guidelines.\n- Candidate for neoadjuvant treatment\n- Patient agreement to undergo appropriate surgical management, including axillary lymph node surgery and partial or total mastectomy, after completion of neoadjuvant treatment.\n- Baseline left ventricular ejection fraction (LVEF) ≥ 50% measured by echocardiogram (ECHO) or multiple-gated acquisition (MUGA) scans.\n- Availability of pre-treatment tumor tissue sample of FFPE tumor block from primary tumor in the breast for diagnostic HER2DX test. The tumor tissue should be of good quality based on total and viable tumor content and must be evaluated centrally for quality prior to enrolment. Note: A representative archival FFPE specimen of primary tumor in the breast, along with a pathology report documenting HER2 positivity and ER/PR status, will be sent to the central lab. If not available or deficient for quantity or quality, further tumor material may be sent to central lab.\n- Adequate hematologic and end-organ function.\n- For women of childbearing potential: agreement to remain abstinent (refrain from heterosexual intercourse) or use contraceptive methods, and agreement to refrain from donating eggs, as defined below: -\tWomen must remain abstinent or use contraceptive methods with a failure rate of < 1% per year during the treatment period, 6 months after the final dose of doxorubicin, 12 months after the final dose of cyclophosphamide, 6 months after the final dose of paclitaxel, and 7 months after the final dose of trastuzumab, pertuzumab, or T-DM1, whichever occurs last. Women must refrain from donating eggs during this same period. -\tA woman is of childbearing potential if she is postmenarcheal, has not reached a postmenopausal state (> 12 continuous months of amenorrhea with no identified cause other than menopause), and has not undergone surgical sterilization (removal of ovaries and/or uterus). The definition of childbearing potential may be adapted for alignment with local guidelines or requirements. -\tExamples of contraceptive methods with a failure rate of < 1% per year include bilateral tubal ligation, male sterilization, copper intrauterine devices, hormonal contraceptives that inhibit ovulation, and hormone-releasing intrauterine devices in women with hormone receptor-negative tumors only; the use of hormonal contraceptives and hormone releasing intrauterine devices are prohibited in women with hormone receptor-positive tumors. -\tThe reliability of sexual abstinence should be evaluated in relation to the duration of the study and the preferred and usual lifestyle of the patient. Periodic abstinence (e.g., calendar, ovulation, symptothermal, or postovulation methods) and withdrawal are not acceptable methods of contraception\n- For men: agreement to remain abstinent (refrain from heterosexual intercourse) or use contraceptive measures, and agreement to refrain from donating sperm, as defined below: -\tWith a female partner of childbearing potential who is not pregnant, men who are not surgically sterile must remain abstinent or use a condom plus an additional contraceptive method that together result in a failure rate of < 1% per year during the treatment period and for 6 months after the final dose of doxorubicin and/or cyclophosphamide, 6 months after the final dose of paclitaxel, and 7 months after the final dose of trastuzumab, pertuzumab, or T-DM1, whichever occurs last. Men must refrain from donating sperm during this same period. Male patients are encouraged to seek advice regarding cryoconservation of sperm prior to commencing study treatment because of the possibility of infertility with chemotherapy. -\tWith a pregnant female partner, men must remain abstinent or use a condom during the treatment period and for 6 months after the final dose of doxorubicin and/or cyclophosphamide, 6 months after the final dose of paclitaxel, and 7 months after the final dose of trastuzumab, pertuzumab, or T-DM1, whichever occurs last to avoid exposing the embryo. -\tThe reliability of sexual abstinence should be evaluated in relation to the duration of the study and the preferred and usual lifestyle of the patient. Periodic abstinence (e.g., calendar, ovulation, symptothermal, or postovulation methods) and withdrawal are not acceptable methods of contraception\n- Male/female patients who are at least 18 years of age on the day of signing informed consent.\n- Have an Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 2\n- Eligible for taxane, carboplatin, trastuzumab, pertuzumab and T-DM1 therapy\n- Histologically confirmed non-metastatic primary invasive adenocarcinoma of the breast untreated and recently diagnosed.\n- Stage at presentation: cT1 cN1-2 or cT2-3 cN0-2 as determined by AJCC staging system, 8th (specifically in accordance with Anatomic Stage group rules).Note: Axillary lymph node status must be assessed by fine needle biopsy or core biopsy. This procedure at screening will be omitted if there is no suspicion for positive axillary lymph node(s) radiographically or if a pathological report of suspicious lymph nodes of the results of a fine needle biopsy or core biopsy is available prior to the screening period.Note: Axillary lymph node status must be assessed by fine needle biopsy or core biopsy. This procedure at screening will be omitted if there is no suspicion for positive axillary lymph node(s) radiographically or if a pathological report of suspicious lymph nodes of the results of a fine needle biopsy or core biopsy is available prior to the screening period.\n- Absence of distant metastasis (i.e., cM0).\n- Patients with multifocal tumors (more than one mass confined to the same quadrant as primary tumor) are eligible provided at least one focus is sampled and locally confirmed as HER2-positive.\n- Patients with multicentric tumors (multiple tumors involving more than one quadrant) are eligible provided all discrete lesions are sampled and locally confirmed as HER2-positive. Note: In patients with multifocal or multicentric breast cancer, the largest lesion should be measured to determine T stage and to perform the HER2DX test."}

Exclusion criteria

  • {"criterion_text":"- Stage IV (metastatic) breast cancer.\n- Prior systemic therapy for treatment of breast cancer.\n- Ulcerating or inflammatory breast cancer.\n- Undergone incisional and/or excisional biopsy of primary tumor and/or axillary lymph nodes\n- Sentinel lymph node procedure or axillary lymph node dissection prior to initiation of neoadjuvant therapy.\n- Patients with a history of previous breast cancer are excluded. Patients with a history of any other cancer (except non-melanoma skin cancer or carcinoma in situ of the cervix), unless in complete remission with no therapy for a minimum of 3 years are excluded. For patients with a history of other non-breast cancers within 3 years and considered of low risk of recurrence per investigator’s judgment (for example, papillary thyroid cancer treated with surgery), eligibility is to be discussed with Study Sponsor.\n- Cardiopulmonary dysfunction as defined by any of the following prior to randomization: -\tHistory of congestive heart failure of any classification. -\tAngina pectoris requiring anti-anginal medication, serious cardiac arrhythmia not controlled by adequate medication, severe conduction abnormality, or clinically significant valvular disease. -\tHigh-risk uncontrolled arrhythmias (i.e., atrial tachycardia with a heart rate > 100/min at rest, significant ventricular arrhythmia [ventricular tachycardia], or higher-grade atrioventricular [AV]-block [second degree AV-block Type 2 [Mobitz 2] or third-degree AV-block]). -\tSignificant symptoms (Grade > 1) relating to left ventricular dysfunction, cardiac arrhythmia, or cardiac ischemia. -\tMyocardial infarction within 12 months prior to randomization. -\tEvidence of transmural infarction on ECG. -\tRequirement for oxygen therapy. -\tDyspnea at rest.\n- Patients participating in other clinical trials/ treatments with other IMPs and its relevant metabolites or previous therapies, whose toxicity (may) overlap with that of the IMP and its relevant metabolites within five times the halflife of the drug/metabolites (whichever is longer).\n- Major surgical procedure, other than for diagnosis, within 4 weeks prior to initiation of study treatment or anticipation of need for a major surgical procedure during the study.\n- Severe infection within 4 weeks prior to initiation of study treatment, including but not limited to hospitalization for complications of infection, bacteremia, or severe pneumonia.\n- History of significant co-morbidities that, in the judgment of the investigator, may interfere with the conduction of the study, the evaluation of response, or with consent procedure\n- Pregnancy or breastfeeding, or intention of becoming pregnant during study treatment or within 6 months after the final dose of paclitaxel, or 7 months after the final dose of trastuzumab, pertuzumab, or T-DM1, whichever occurs last. Note: Women of childbearing potential must have a negative serum pregnancy test result within 7 days prior to initiation of study treatment.\n- Persons deprived of their liberty or under protective custody or guardianship\n- Patients unwilling or unable to comply with the medical follow-up required by the trial because of geographic, familial, social, or psychological reasons.\n- Known hypersensitivity to any of the excipients of trastuzumab, pertuzumab, carboplatin, T-DM1, docetaxel or paclitaxel.\n- Patients with synchronous bilateral invasive breast cancer."}

Endpoints

Primary endpoints

  • {"endpoint_text":"- The study will evaluate superiority in quality of life using i) the global health status (GHS) scale from the EORTC QLQ-C30 questionnaire version 3.0 and ii) the score from the FACIT Fatigue Scale (Version 4). Dual primary quality of life endpoints: •\tThe GHS scale is based on two 7-point questions (from very poor to excellent, items 29-30 from EORTC QLQ-C30 questionnaire). •\tThe score from the FACIT Fatigue Scale is based on 13-item questionnaire (from 0 to 4). The total score ranges from 0 t","definition_or_measurement_approach":"GHS: measured using the EORTC QLQ-C30 global health status scale (items 29-30), linearly transformed to 0–100 per EORTC scoring rules. FACIT Fatigue Scale: 13-item questionnaire with item scores 0–4; total score aggregation per FACIT guidance (higher/lower scores as defined in FACIT scoring)."}

Secondary endpoints

  • {"endpoint_text":"- Change from baseline in all other functional and symptom scales from the EORTC QLQ-C30 questionnaire. Change from baseline to surgery in the score of the EuroQol-5D.","definition_or_measurement_approach":"Change from baseline assessed using EORTC QLQ-C30 domain scores and EuroQol-5D index score; comparisons of baseline to pre-surgery values per instrument scoring."}
  • {"endpoint_text":"- The residual cancer burden (RCB), when available. RCB is defined as classes 0, 1, 2 and 3, according to the MD Anderson Cancer Center recommendations by local evaluation. The invasive disease-free survival (iDFS), distant metastasis free survival (DMFS), recurrence-free interval (RFI) and event-free survival (EFS) of patients.","definition_or_measurement_approach":"RCB classified locally into classes 0–3 per MD Anderson recommendations. iDFS, DMFS, RFI and EFS defined as standard time-to-event endpoints from randomization/enrolment to respective events; assessed per protocol definitions."}
  • {"endpoint_text":"- PCR rates according to the predefined HER2DX pCR score i) as a continuous variable and ii) as group categories. The RCB (when available) according to HER2DX pCR score as a continuous variable and as group categories. RCB is defined as classes 0, 1, 2 and 3, according to the MD Anderson Cancer Center recommendations by local evaluation in both treatment arms according to HER2DX pCR score in continuous variable and risk group.The iDFS, DMFS, RFI and EFS of patients according to HER2DX risk scor","definition_or_measurement_approach":"pCR rates evaluated per predefined HER2DX pCR score (continuous and categorical risk groups). RCB described as classes 0–3 by local assessment. Survival endpoints stratified by HER2DX score groups."}
  • {"endpoint_text":"- Incidence, duration, and severity of AEs assessed by the NCI Common Terminology for Classification of AEs (CTCAE) version 5, including dose reductions, delays, and treatment discontinuations. Percentage of amenorrhea one year after finishing the neo/adjuvant treatment in premenopausal women without LHRH treatment.","definition_or_measurement_approach":"AEs graded per CTCAE v5, with tabulation of incidence, duration, severity, and treatment modifications (dose reductions, delays, discontinuations). Amenorrhea percentage measured at one year post-treatment in premenopausal women without LHRH therapy."}
  • {"endpoint_text":"- The following dimensions of experience will be evaluated: Team accessibility, Communication, Information from care providers, Care continuum coordination, respect and courtesy, secondary effects management, shared decision making, language barriers and overall care perception, using the CAHPS cancer care survey (AHQR).","definition_or_measurement_approach":"Patient experience assessed using the CAHPS cancer care survey (AHRQ) across listed dimensions; scoring per CAHPS methodology."}
  • {"endpoint_text":"- Health economic evaluation to compare the cost-effectiveness in patients with and without HER2DX test information, not only direct cost for hospitals/public health system, but also indirect cost for public system.","definition_or_measurement_approach":"Health economic analysis comparing costs and outcomes between arms (with and without HER2DX), including direct hospital/public health costs and indirect public system costs; methods per protocol health-economic plan."}
  • {"endpoint_text":"- The Work Productivity and Activity Impairment Questionnaire (WPAI-GH).","definition_or_measurement_approach":"Work productivity and activity impairment measured using the WPAI-GH questionnaire, scored per instrument guidance."}

Recruitment

Planned Sample Size
224
Recruitment Window Months
39
Consent Approach
Signed informed consent required from each participant prior to any trial-specific procedure. Participants must be ≥18 years and provide their own consent. Country-specific informed consent forms and subject information sheets are provided (documents available in French, German, English (EN_IE) and Spanish as per associated documents). Special requirements: candidate patients in France must be affiliated to a Social Security System (or equivalent). Additional pregnancy-specific ICFs and contraceptive/abstinence requirements for men and women of childbearing potential are specified in the protocol; pregnancy testing required within 7 days prior to treatment start for women of childbearing potential.

Geography

Total Number Of Sites
31
Total Number Of Participants
224

France

Earliest CTIS Part Ii Submission Date
20-06-2025
Latest Decision Or Authorization Date
01-09-2025
Processing Time Days
73
Number Of Sites
11
Number Of Participants
77

Sites

Site Name
Centre Jean Perrin
Department Name
Oncology
Contact Person Name
Fernando Bazan
Contact Person Email
na@na.com
Site Name
Centre Francois Baclesse
Department Name
Oncology
Contact Person Name
George Emile
Contact Person Email
na@na.com
Site Name
Institut Gustave Roussy
Department Name
Oncology
Contact Person Name
Alessandro Viansone
Contact Person Email
na@na.com
Site Name
Centr Georges Francois Leclerc
Department Name
Oncology
Contact Person Name
Sylvain Ladoire
Contact Person Email
na@na.com
Site Name
Sainte Catherine Institut Du Cancer Avignon-Provence
Department Name
Oncology
Contact Person Name
Julien Grenier
Contact Person Email
na@na.com
Site Name
Institut De Cancerologie De Lorraine
Department Name
Oncology
Contact Person Name
Albane LHUILLIER
Contact Person Email
na@na.com
Site Name
Clinique Pasteur
Department Name
Oncology
Contact Person Name
Florence Dalenc
Contact Person Email
na@na.com
Site Name
Centre De Recherche En Cancerologie De Lyon
Department Name
Oncology
Contact Person Name
Benoîte Mery
Contact Person Email
na@na.com
Site Name
Polyclinique Bordeaux Nord Aquitaine
Department Name
Oncology
Contact Person Name
Nadine DOHOLLOU
Contact Person Email
na@na.com
Site Name
Institut Paoli Calmettes
Department Name
Oncology
Contact Person Name
Alexandre TASSIN DE NONNEVILLE
Contact Person Email
na@na.com
Site Name
Centre De Lutte Contre Le Cancer Eugene Marquis
Department Name
Oncology
Contact Person Name
Fanny Le DU
Contact Person Email
na@na.com

Germany

Earliest CTIS Part Ii Submission Date
11-08-2025
Latest Decision Or Authorization Date
29-08-2025
Processing Time Days
18
Number Of Sites
8
Number Of Participants
56

Sites

Site Name
Hämatologische Onkologische Praxis im Medicum
Department Name
Oncology
Contact Person Name
Ralf Meyer
Contact Person Email
na@na.com
Site Name
Brustzentrum Rhein-Ruhr Servicegesellschaft mbH
Department Name
Oncology
Contact Person Name
Iris Scheffen
Contact Person Email
na@na.com
Site Name
Kliniken der Stadt Koeln gGmbH
Department Name
Oncology
Contact Person Name
Myriam Vincent
Contact Person Email
na@na.com
Site Name
Klinikum Dortmund gGmbH
Department Name
Oncology
Contact Person Name
Claudia Biehl
Contact Person Email
na@na.com
Site Name
ViDia Christliche Kliniken Karlsruhe
Department Name
Oncology
Contact Person Name
Oliver Tomé
Contact Person Email
oliver.tome@vincentius-ka.de
Site Name
Leopoldina-Krankenhaus der Stadt Schweinfurt GmbH
Department Name
Oncology
Contact Person Name
Elke Wiegand
Contact Person Email
na@na.com
Site Name
Marienhospital Bottrop gGmbH
Department Name
Oncology
Contact Person Name
Hans Christian Kolberg
Contact Person Email
na@na.com
Site Name
Gynaekologisches Zentrum Bonn
Department Name
Oncology
Contact Person Name
Christian Kurbacher
Contact Person Email
na@na.com

Ireland

Earliest CTIS Part Ii Submission Date
28-07-2025
Latest Decision Or Authorization Date
17-11-2025
Processing Time Days
112
Number Of Sites
2
Number Of Participants
21

Sites

Site Name
Cork University Hospital
Department Name
Oncology
Contact Person Name
Seamus O'Reilly
Contact Person Email
na@na.com
Site Name
University Hospital Waterford
Department Name
Oncology
Contact Person Name
Miriam O'Connor
Contact Person Email
na@na.com

Spain

Earliest CTIS Part Ii Submission Date
22-05-2025
Latest Decision Or Authorization Date
08-04-2026
Processing Time Days
321
Number Of Sites
10
Number Of Participants
70

Sites

Site Name
Hospital Universitario De Salamanca
Department Name
Oncology
Contact Person Name
Cesar Rodríguez
Contact Person Email
na@na.com
Site Name
Institut Catala D'oncologia (Badalona)
Department Name
Oncology
Contact Person Name
Anna Pous Badia
Contact Person Email
na@na.com
Site Name
Institut Catala D'oncologia (L'hospitalet De Llobregat)
Department Name
Oncology
Contact Person Name
Sonia Pernas
Contact Person Email
na@na.com
Site Name
Hospital Universitario De Leon
Department Name
Oncology
Contact Person Name
Ana Lopez Gonzalez
Contact Person Email
na@na.com
Site Name
University Clinical Hospital Virgen De La Arrixaca
Department Name
Oncology
Contact Person Name
Pilar Sanchez Henarejos
Contact Person Email
na@na.com
Site Name
Salut Sant Joan De Reus
Department Name
Oncology
Contact Person Name
Kepa Amillano
Contact Person Email
na@na.com
Site Name
Hospital Universitario Basurto
Department Name
Oncology
Contact Person Name
Elena Galve
Contact Person Email
na@na.com
Site Name
Hospital Universitario Clinico San Cecilio
Department Name
Oncology
Contact Person Name
Isabel Blancas
Contact Person Email
na@na.com
Site Name
Hospital Universitario Ramon Y Cajal
Department Name
Oncology
Contact Person Name
Elena López Miranda
Contact Person Email
na@na.com
Site Name
Complexo Hospitalario Universitario De Santiago
Department Name
Oncology
Contact Person Name
Teresa Curiel
Contact Person Email
na@na.com

Sponsor

Primary sponsor

Full Name
Fundacio De Recerca Clinic Barcelona-Institut D’Investigacions Biomediques August Pi I Sunyer
Organisation Type
Laboratory/Research/Testing facility
Country Of Registered Address
Spain

Investigational products

Investigational Product Name
Phesgo 1200 mg/600 mg solution for injection
Active Substance
TRASTUZUMAB, PERTUZUMAB
Modality
Monoclonal antibody
Routes Of Administration
SUBCUTANEOUS USE
Route
Subcutaneous
Authorisation Status
Authorized (EU/1/20/1497/001)
Maximum Dose
1200 mg
Investigational Product Name
Phesgo 600 mg/600 mg solution for injection
Active Substance
TRASTUZUMAB, PERTUZUMAB
Modality
Monoclonal antibody
Routes Of Administration
SUBCUTANEOUS USE
Route
Subcutaneous
Authorisation Status
Authorized (EU/1/20/1497/002)
Maximum Dose
600 mg
Investigational Product Name
TRASTUZUMAB EMTANSINE
Active Substance
TRASTUZUMAB EMTANSINE
Modality
ADC
Routes Of Administration
SOLUTION FOR INFUSION
Route
Intravenous infusion
Maximum Dose
3.6 mg/kg
Investigational Product Name
TRASTUZUMAB
Active Substance
TRASTUZUMAB
Modality
Monoclonal antibody
Routes Of Administration
SOLUTION FOR INFUSION
Route
Intravenous infusion / Subcutaneous (product dependent)
Maximum Dose
600 mg (product-specific varies)
Investigational Product Name
PERTUZUMAB
Active Substance
PERTUZUMAB
Modality
Monoclonal antibody
Routes Of Administration
CONCENTRATE FOR SOLUTION FOR INFUSION
Route
Intravenous infusion
Maximum Dose
840 mg
Investigational Product Name
PACLITAXEL
Active Substance
PACLITAXEL
Modality
Small molecule
Routes Of Administration
SOLUTION FOR INFUSION
Route
Intravenous infusion
Maximum Dose
80 mg/m2
Investigational Product Name
PACLITAXEL ALBUMIN-BOUND
Active Substance
PACLITAXEL ALBUMIN-BOUND
Modality
Small molecule
Routes Of Administration
POWDER FOR DISPERSION FOR INFUSION
Route
Intravenous infusion (albumin-bound formulation)
Maximum Dose
100 mg/m2
Investigational Product Name
CARBOPLATIN
Active Substance
CARBOPLATIN
Modality
Small molecule
Routes Of Administration
SOLUTION FOR INJECTION
Route
Intravenous infusion
Maximum Dose
2 (unit as per protocol)
Investigational Product Name
DOCETAXEL
Active Substance
DOCETAXEL
Modality
Small molecule
Routes Of Administration
SOLUTION FOR INJECTION
Route
Intravenous infusion
Maximum Dose
75 mg/m2
Combination Treatment
Yes

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